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Robert Karl Apple

Mml Investors Services, LLC

Liberty Township, OH

West Chester, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-01-06
  • OH RA
    APPROVED
    Since 2020-01-06

Branch Locations

7100 Foundry Row Suite 288-40, Liberty Township, OH 45069 • United States

West Chester, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Cincinnati OH 01/2015 04/2018
Park Avenue Securities Cincinnati OH 01/2015 04/2018
American United Life Cincinnati OH 04/2018 10/2019
Oneamerica Securities Cincinnati OH 04/2018 10/2019
Massmutual Life Insurance Cincinnati OH 06/2019 Present
Mml Investors Services, Llc Cincinnati OH 01/2020 Present
  • 01/2015 → 04/2018
    Guardian Life Ins
    Cincinnati, OH
  • 01/2015 → 04/2018
    Park Avenue Securities
    Cincinnati, OH
  • 04/2018 → 10/2019
    American United Life
    Cincinnati, OH
  • 04/2018 → 10/2019
    Oneamerica Securities
    Cincinnati, OH
  • 06/2019 → Present
    Massmutual Life Insurance
    Cincinnati, OH
  • 01/2020 → Present
    Mml Investors Services, Llc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-25
  • S66 Uniform Combined State Law Examination
    2016-05-25
Designations
Other Names
  • Robert K Apple

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
PNC WEALTH MANAGEMENT LLC
HORNOR, TOWNSEND & KENT, LLC
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
OSAIC WEALTH, INC.
SOUTHLAND EQUITY PARTNERS, LLC.
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LPL FINANCIAL LLC

Other Investors

JOSHUA KEITH MANNERS
DAVID FAKES
Joshua Eric Hobbs
JASON Z REEVES
CHRISTOPHER EUGENE DUDASH
VINCENT B WALN
JEFFREY JOSEPH GAYONSKI
THOMAS M STAFFORD

Other Offices

CHARLES SCHWAB & CO., INC. · Liberty Township, OH
PNC WEALTH MANAGEMENT LLC · Liberty Township, OH
HORNOR, TOWNSEND & KENT, LLC · WEST CHESTER, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · WEST CHESTER, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
SOUTHLAND EQUITY PARTNERS, LLC. · West Chester, OH
OSAIC WEALTH, INC. · WEST CHESTER, OH
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Liberty Township, OH

More in Liberty Township, OH

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