Jaime Herrera

Current Employers

Employment History

• 01/2015 → 09/2019
  Jp Morgan Securities Llc
  Chicago, IL
• 02/2012 → 09/2019
  Jp Morgan Chase Bank
  Chicago, IL
• 09/2019 → 01/2020
  Northern Trust Securities, Inc.
  Chicago, IL
• 09/2019 → 01/2020
  Northern Trust Bank
  Chicago, IL
• 03/2020 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 01/2020 → 03/2020
  Unemployed
  Chicago, IL
• 03/2020 → 02/2021
  Equitable Advisors, Llc
  New York, NY
• 03/2021 → 07/2022
  National Securities Corp
  Chicago, IL
• 03/2021 → 06/2023
  B. Riley Wealth Advisors
  Chicago, IL
• 07/2022 → 06/2023
  B. Riley Wealth Management
  Chicago, IL
• 07/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Deerfield, IL

Previous Registrations

• 2021-03-05 → 2023-06-14
  B. Riley Wealth Advisors, Inc.
  Chicago, IL
• 2020-09-10 → 2020-10-14
  Equitable Advisors, Llc
  Oak Brook, IL

Other Businesses

1) Alera Investment Advisors; investment related; Three Parkway North, Suite 500,Deerfield,IL 60015;RIA;sr. investment service coordinator;6/26/2023;160 hrs./month;6.5 hrs. during trading; investment service team member-administrative 2) Alera Group; investment related; Three Parkway North, Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates ;sr. investment service coordinator;6/26/2023;160 hrs./month;6.5 hrs. during trading; investment service team coordinator-administrative 3) ALERA GROUP POSITION: Investment Service Coordinator NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/26/2023 ADDRESS: Three Parkway North, Ste 500, Deerfield IL 60015, United States DESCRIPTION: Registered Assistant of Alera Group

Exams

• S66 Uniform Combined State Law Examination
  2020-07-15
• S63 Uniform Securities Agent State Law Examination
  2015-03-04