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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2024-07-30 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2019-09-03 |
| NJ | RA | APPROVED | 2016-04-28 |
Branch Locations
299 Park Avenue 8Th, 9Th, & 11Th Floors, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | New York | NY | 04/2016 | 01/2019 |
| Ubs Financial Services | New York | NY | 01/2019 | Present |
1) Compass Charter School / School / 300 Adelphi Street, Brooklyn, New York 11205 / I will be asked to attend board meetings. / https://www.brooklyncompass.org/ / Start Date 2/25/2020 /// 2) 198 Depot Street Rentals / Company / I'm looking to purchase a rental property and put it in an LLC. / Proprietor / owner / I'll own the property. 3)Name of Business: Jamal Davis/Investment Related:Y/Address: 201 Washington Park, Brooklyn,New York/Nature of Business: I live in one unit and rent out three others./Role: Proprietor / owner/Duties: Owner/manager/Start Date: 3/14/2022/Hours Devoted: No.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-11 |
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