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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-09
IA RA APPROVED 2015-07-20
  • TX RA
    APPROVED_RES
    Since 2019-07-09
  • IA RA
    APPROVED
    Since 2015-07-20

Branch Locations

6400 Westown Parkway Suite 115 [Ga/Gw-Rbo], West Des Moines, IA 50266 • United States

8301 Douglas Ave, Urbandale, IA 50322 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Ankeny IA 01/2015 11/2016
Wells Fargo Bank, Na Ankeny IA 02/2010 Present
Wells Fargo Clearing Services, Llc Ankeny IA 11/2016 Present
  • 01/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Ankeny, IA
  • 02/2010 → Present
    Wells Fargo Bank, Na
    Ankeny, IA
  • 11/2016 → Present
    Ankeny, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-20
  • S66 Uniform Combined State Law Examination
    2015-07-20
Other Names
  • Kyle C Black

View on SEC IAPD

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