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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-05 |
| MN | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
3660 Sarah Pl Nw Ste 202, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Rochester | MN | 01/2015 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Kasson | MN | 09/2015 | 07/2021 |
| Lpl Financial Llc | Rochester | MN | 07/2021 | Present |
1) 08/29/2023 - Take a Chance Enterprises LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 200 Hours Per Month/ 6 Hours During Trading 2) 08/29/2023 - The Newman Group - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 200 Hours Per Month/ 6 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-10 |
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