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2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-29 |
Branch Locations
3100 Smoketree Court Suite 1002, Raleigh, NC 27604 • United States
2400 Lakeview Parkway Suite 550, Alpharetta, GA 30009 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hatteras Funds | Raleigh | NC | 01/2015 | 07/2018 |
| Capfinancial Securities Llc | Raleigh | NC | 05/2018 | 01/2025 |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 05/2018 | 01/2025 |
| Purshe Kaplan Sterling Investments | Albany | NY | 02/2025 | Present |
| Merit Financial Advisors | Alpharetta | GA | 01/2025 | Present |
1. Merit Financial Advisors. Investment-related. At registered location. RIA. IAR. 1/2025. 160 hrs/month. 160 hrs during securities hrs. Service clients. 2. PKS. Investment Related. At the registered location. RR of BD. Commission compensation. 3. Tegus by AlphaSense; Not investment-related; 200 LaSalle St; Suite 1100; Chicago, IL 60601; Serve as someone with expertise to share regarding competitive landscape of RIA industry and key trends.; Consultant; 07/16/2025; 4 hours monthly; 0 hours during securities trading hours; Third party research firm seeks RIA industry experts for insights on competitive landscape and trends. I am one of those experts that may comment and/or offer my experience/opinion on a given topic. Only publicly available information can be used to form questions and share insights. Does not involve Merit, nor can/would I accept an engagement that would be be directly or indirectly related to Merit. They pay me an hourly rate for anonymous Q&A phone calls. 4. ProSapient Limited; Not investment-related; 33 Hoborn; London, EC1N 2HT; United Kingdom; Serve as someone with expertise to share regarding competitive landscape of RIA industry and key trends.; Expert/Consultant; 08/20/2025; 4 hours monthly; 0 hours during securities trading hours 5. GLG; Not investment-related; 60 E 42nd St; 2nd Fl; New York, NY 10165; Serve as someone with expertise to share regarding competitive landscape of RIA industry and key trends.; Expert/Consultant; 08/20/2025; 4 hours monthly; 0 hours during securities trading hours 6. Third Bridge Group; Not investment-related; The Steward Building; 12 Steward St; London E1 6FQ; United KIngdom; Serve as someone with expertise to share regarding competitive landscape of RIA industry and key trends.; Consultant; 09/11/2025; 4 hours monthly; 0 hours during securities trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-22 |
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