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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-05-09
  • MI RA
    APPROVED
    Since 2022-05-09

Branch Locations

1901 W Ridge St Ste 5, Marquette, MI 49855 • United States

902 Razorback Dr Ste 7B, Houghton, MI 49931 • United States

Negaunee, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Marquette MI 01/2015 09/2016
Commonwealth Financial Network Waltham MA 09/2016 06/2020
Lpl Financial Llc Marquette MI 06/2020 04/2022
Ameriprise Financial Services, Llc Marquette MI 05/2022 Present
Previous Registrations
Other Businesses

Business Ownership; Burgeon Enterprises LLC; Co-owner; Manage Ameriprise Business; 1901 W Ridge St, Suite 5, Marquette, MI, 49855; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours / VogsGrandMemories; Owner; Manage Ameriprise Business; 1901 W Ridge St, Suite 5, Marquette, MI, 49855; Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; The Marquette County Police and Firefighter's Fund; President; PO Box 185, , Marquette, MI, 49855; Not Investment-Related; 01/01/2022; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-29
  • S66 Uniform Combined State Law Examination
    2015-04-29
Designations
Other Names
  • Katy Rose Hogan
  • Katy R Vogler
  • Katy Hogan

View on SEC IAPD

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