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Brian Jacob Franzblau

Raymond James & Associates, Inc.

New York, NY

CRD 6437009

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-07-31
NY RA APPROVED 2021-06-14
TX RA APPROVED 2020-11-21
  • NJ RA
    APPROVED
    Since 2023-07-31
  • NY RA
    APPROVED
    Since 2021-06-14
  • TX RA
    APPROVED
    Since 2020-11-21

Branch Locations

320 Park Avenue Fl 9, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonfund Securities, Inc. Wilton CT 04/2018 10/2020
The Boston Company Asset Management Boston MA 05/2016 04/2018
Raymond James & Associates New York NY 11/2020 Present
  • 04/2018 → 10/2020
    Commonfund Securities, Inc.
    Wilton, CT
  • 05/2016 → 04/2018
    The Boston Company Asset Management
    Boston, MA
  • 11/2020 → Present
    Raymond James & Associates
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-21
S63 Uniform Securities Agent State Law Examination 2018-07-16
  • S65 Uniform Investment Adviser Law Examination
    2020-11-21
  • S63 Uniform Securities Agent State Law Examination
    2018-07-16
Other Names
  • Brian Jacob Franzblau
  • Brian Franzblau

View on SEC IAPD

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