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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2015-04-21 |
Branch Locations
300 Park Drive South, Great Falls, MT 59405-1819 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel | Great Falls | MT | 01/2015 | Present |
1. Mark O Imagery;2224 4th Ave N Great Falls MT 59401;Landscape Photography and Prints;Owner/ photographer;Taking pictures in nature and occasionally selling prints;6/3/19; 10 hr/mo;not during securities trading hours;not investment related. 2. Friends of the Montana Constitution; PO Box 436, Billings, MT 59103; The Friends is a 501c3 setup to support the Montana constitution as drafted in the 1972 constitutional convention; Board of Directors member; To guide policy of the organization within to support the constitution of Montana; 11/15/2024; 4 Hours per Month; During Securities Trading Hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-18 |
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