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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-29
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

41 East 57Th Street Suite 1103, New York, NY 10022 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clearfront Advisory New York NY 10/2015 05/2025
Commonwealth Financial Network Waltham MA 06/2015 Present
Davidman Financial Network New York NY 05/2025 Present
  • 10/2015 → 05/2025
    Clearfront Advisory
    New York, NY
  • 06/2015 → Present
    Waltham, MA
  • 05/2025 → Present
    Davidman Financial Network
    New York, NY
Other Businesses

1. Fixed insurance sales; as of 2/04/2016; 5% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner & President, Townhouse Hill Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 9/30/2024; 95% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-01
  • S66 Uniform Combined State Law Examination
    2015-10-01

View on SEC IAPD

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