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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-11-29 |
Branch Locations
501 Chestnut St, Virginia, MN 55792 • United States
102 E Sheridan St, Ely, MN 55731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frandsen Bank & Trust | Virginia | MN | 03/2005 | Present |
| Investment Centers Of America | Virginia | MN | 03/2015 | 11/2017 |
| Lpl Financial Llc | Virginia | MN | 11/2017 | Present |
1. 12/18/2017 - Frandsen Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2014 - 160 Hours Per Month / 160 Hours During Trading - Provide advisory and security services. 2. 10/8/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-notary - Start Date: 01/01/2013 - 1 Hour Per Month/1 Hour During Securities Trading. 3. 05/25/2023 - Frandsen Bank & Trust DBA; Frandsen Investment Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 03/01/2023 - 5 Hours Per Month/ 5 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-02 |
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