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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-24 |
| MN | RA | APPROVED | 2023-03-24 |
Branch Locations
401 Chestnut Street - 2Nd Floor [Satellite], Virginia, MN 55792 • United States
5094 Miller Trunk Hwy Suite 500 [Satellite], Hermantown, MN 55811 • United States
2800 S First St Ste 207, Willmar, MN 56201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Duluth | MN | 06/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Virginia | MN | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Willmar | MN | 03/2023 | Present |
AS/GS FINANCIAL SERVICES LLC DBA TRUE JOURNEY ADVISORS, INV RELATED, HERMANTOWN, MN, 100% OWNERSHIP, START 1/19/2023, 160 HOURS PER MONTH, 160 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 2005-06-20 |
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