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Michael Ray Carne

Wells Fargo Clearing Services, LLC

Virginia, MN

Minneapolis, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-04-22
MN RA APPROVED 2013-11-06
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2015-04-22
  • MN RA
    APPROVED
    Since 2013-11-06
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

401 Chestnut St, Virginia, MN 55792 • United States

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Virginia MN 01/1981 Present
Wells Fargo Advisors Llc Virginia MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Virginia MN 11/2016 Present
  • 01/1981 → Present
    Wells Fargo Bank
    Virginia, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Virginia, MN
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Virginia, MN
Previous Registrations
  • 2009-04-23 → 2011-01-03
    Wells Fargo Investments, Llc
    Virginia, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-22
  • S66 Uniform Combined State Law Examination
    2009-04-22
Other Names
  • Michael R Carne

View on SEC IAPD

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