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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-07-20
  • SC RA
    APPROVED
    Since 2026-07-20

Branch Locations

28 Bridgeside Blvd. Suite 203, Mt. Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Mt Pleasant SC 01/2015 07/2026
Charles Schwab Bank Mt Pleasant SC 12/2016 07/2026
Raymond James & Associates, Inc. Mount Pleasant SC 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 2015-05-22
  • S66 Uniform Combined State Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    2015-05-22

View on SEC IAPD

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