Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-15
CA RA APPROVED 2019-09-24
  • TX RA
    APPROVED_RES
    Since 2025-04-15
  • CA RA
    APPROVED
    Since 2019-09-24

Branch Locations

7830 Edinger Avenue, Huntington Beach, CA 92647 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Newport Beach CA 06/2015 09/2019
Jp Morgan Chase Bank Newport Beach CA 06/2015 09/2019
Jp Morgan Chase Bank , N.A Huntington Beach CA 09/2019 07/2020
Jp Morgan Securities Llc Huntington Beach CA 09/2019 07/2020
Jp Morgan Chase Bank Huntington Beach CA 07/2020 Present
Nailsis Westminster CA 02/2024 04/2024
Jp Morgan Securities Llc Huntington Beach CA 07/2020 Present
  • 06/2015 → 09/2019
    Newport Beach, CA
  • 06/2015 → 09/2019
    Jp Morgan Chase Bank
    Newport Beach, CA
  • 09/2019 → 07/2020
    Jp Morgan Chase Bank , N.A
    Huntington Beach, CA
  • 09/2019 → 07/2020
    Huntington Beach, CA
  • 07/2020 → Present
    Jp Morgan Chase Bank
    Huntington Beach, CA
  • 02/2024 → 04/2024
    Nailsis
    Westminster, CA
  • 07/2020 → Present
    Huntington Beach, CA
Other Businesses

Entity Name: NAIL ISLE LLC Investment related: No Address: 17870 NEWHOPE ST SUITE 101 FOUNTAIN VALLEY CA 92708 Nature of the other business: Nail Salon Position/Title/Relationship: Owner/Partner Start Date: 10/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: NAIL SALON - OWNER-MANAGER MANAGED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
S63 Uniform Securities Agent State Law Examination 2015-11-06
  • S66 Uniform Combined State Law Examination
    2019-08-23
  • S63 Uniform Securities Agent State Law Examination
    2015-11-06
Other Names
  • Wendy M Nguyen
  • Wendy Nguyen
  • Wendy Mai Nguyen

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Huntington Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor