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Colin Quinn

Rockefeller Financial LLC

New York, NY

Rockefeller Capital Management

Ny, NY

CRD 6436459

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-10
NY RA APPROVED 2023-09-19
TX RA APPROVED 2023-09-19
  • NJ RA
    APPROVED
    Since 2026-08-10
  • NY RA
    APPROVED
    Since 2023-09-19
  • TX RA
    APPROVED
    Since 2023-09-19

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-08-10
NY RA APPROVED 2025-09-19
TX RA APPROVED 2025-09-19
  • NJ RA
    APPROVED
    Since 2026-08-10
  • NY RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED
    Since 2025-09-19

Branch Locations

45 Rockefeller Plaza, Ny, NY 10111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock New York NY 01/2015 09/2021
Blackrock Investments, Llc New York NY 01/2015 09/2021
Rockefeller Financial Llc New York NY 09/2021 Present
Rockefeller Capital Management Ny NY 09/2025 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-06
  • S63 Uniform Securities Agent State Law Examination
    2015-03-06
Designations
  • Certified Financial Planner
Other Names
  • Colin Quinn
  • Colin Joseph Quinn

View on SEC IAPD

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