Peter J Schmitz

Employer firm

Wealthspire Retirement Advisory CRD 121254

$38.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• RESEARCH/VENDOR REPORTS ON 401(K) PLANS / DILIGENCE ON INVESTMENT LINEUPS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 04/2018
  Kestra Financial Services, Inc.
  Austin, TX
• 04/2016 → 10/2025
  Nfp Retirement, Inc.
  Aliso Viejo, CA
• 10/2025 → Present
  Wealthspire Retirement Advisory
  Aliso Viejo, CA

Previous Registrations

• 2016-02-26 → 2016-06-09
  Kestra Investment Services, Llc
  Plymouth, MN
• 2016-04-21 → 2016-06-09
  Kestra Advisory Services, Llc
  Plymouth, MN
• 2014-02-07 → 2016-04-08
  Stiles Financial Services, Inc.
  Edina, MN
• 2011-11-30 → 2013-11-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  Minneapolis, MN

Exams

• S66 Uniform Combined State Law Examination
  2011-11-29
• S63 Uniform Securities Agent State Law Examination
  2005-11-29

Designations

• Certified Financial Planner
• Chartered Financial Analyst

Other Names

• Peter John Schmitz