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Peter J Schmitz

Wealthspire Retirement Advisory

Aliso Viejo, CA

Plymouth, MN

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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-05-16
  • MN RA
    APPROVED
    Since 2016-05-16

Branch Locations

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

505 Waterford Park, Highway 169 Suite 1100, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Financial Services, Inc. Austin TX 04/2016 04/2018
Nfp Retirement, Inc. Aliso Viejo CA 04/2016 10/2025
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 04/2016 → 04/2018
    Kestra Financial Services, Inc.
    Austin, TX
  • 04/2016 → 10/2025
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-29
S63 Uniform Securities Agent State Law Examination 2005-11-29
  • S66 Uniform Combined State Law Examination
    2011-11-29
  • S63 Uniform Securities Agent State Law Examination
    2005-11-29
Designations
Other Names
  • Peter John Schmitz

View on SEC IAPD

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Other Offices

SANCTUARY ADVISORS, LLC · ALISO VIEJO, CA
SANCTUARY ADVISORS, LLC · ALISO VIEJO, CA
ANCHOR CAPITAL · ALISO VIEJO, CA
EDEN FINANCIAL · ALISO VIEJO, CA
JG WEALTH MANAGEMENT, LLC · ALISO VIEJO, CA
LIFETIME FINANCIAL, INC. · Aliso Viejo, CA
SST BENEFITS CONSULTING · ALISO VIEJO, CA
CLARAPHI ADVISORY NETWORK, LLC · ALISO VIEJO, CA

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