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100 Coliseum Drive, Cohoes, NY 12047 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Dallas | TX | 09/2016 | 01/2017 |
| Raymond James Financial Services, Inc | Dallas | TX | 01/2017 | 09/2023 |
| Raymond James Financial Services Advisors, Inc. | Dallas | TX | 03/2017 | 09/2023 |
| Cadent Capital, Llc | Dallas | TX | 09/2016 | 09/2023 |
| Goldman Sachs & Co. Llc | New York | NY | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-16 |
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