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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-12-20
  • NJ RA
    APPROVED
    Since 2023-12-20

Branch Locations

376 Main St, Ste 200, Bedminster, NJ 07921 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Macro Consulting Group Parsippany NJ 01/2018 02/2021
Mutual Securities, Inc. Parsippany NJ 01/2018 02/2021
Lpl Financial Hackettstown NJ 12/2014 08/2017
Stockton University Galloway NJ 09/2013 12/2016
Lpl Financial & Macro Consulting Group Parsippany NJ 09/2017 01/2018
Lpl Financial Bedminister NJ 02/2021 Present
Private Advisor Group, Llc Morristown NJ 12/2023 Present
  • 01/2018 → 02/2021
    Macro Consulting Group
    Parsippany, NJ
  • 01/2018 → 02/2021
    Mutual Securities, Inc.
    Parsippany, NJ
  • 12/2014 → 08/2017
    Lpl Financial
    Hackettstown, NJ
  • 09/2013 → 12/2016
    Stockton University
    Galloway, NJ
  • 09/2017 → 01/2018
    Lpl Financial & Macro Consulting Group
    Parsippany, NJ
  • 02/2021 → Present
    Lpl Financial
    Bedminister, NJ
  • 12/2023 → Present
    Morristown, NJ
Other Businesses

1- 09/272023 / Main Street Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / 160 Hrs Mnth / 8 Hrs During Trading / start date 2/8/2021 2- 09/27/2023 / Notary / Non Investment Related / 160 Hrs Mnth / 8 Hrs During Trading / start date 06/22/21 3. 09/04/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - Inv rel - At reported Business Location(s) - Start date: 11/28/2023- 120hrs/mnth 7 hrs during Trading . .I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-22
  • S66 Uniform Combined State Law Examination
    2023-11-22

View on SEC IAPD

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