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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-02-20
TX RA APPROVED 2020-02-20
  • MD RA
    APPROVED
    Since 2020-02-20
  • TX RA
    APPROVED
    Since 2020-02-20

Branch Locations

150 South East Street Suite 300, Frederick, MD 21701-4827 • United States

Mount Airy, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Baltimore MD 03/2015 02/2020
Rbc Capital Markets, Llc. Frederick MD 02/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-27
  • S66 Uniform Combined State Law Examination
    2015-03-27

View on SEC IAPD

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