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Stephen Panos Keshishian

Captrust

Raleigh, NC

Costa Mesa, CA

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-03
  • CA RA
    APPROVED
    Since 2026-07-03

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

1124 Bristol Street, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Glendale CA 06/2015 05/2022
New York Life Insurance Company Glendale CA 02/2015 05/2022
Eagle Strategies Llc Glendale CA 05/2018 05/2022
Quantus Wealth Strategies And Insurance Solutions Glendale CA 10/2018 01/2020
Guardian Life Insurance Company Glendale CA 06/2022 06/2022
Park Avenue Securities Glendale CA 06/2022 06/2025
Trajan Wealth Los Angeles CA 08/2025 06/2026
Captrust Raleigh NC 06/2026 Present
  • 06/2015 → 05/2022
    Nylife Securities Llc
    Glendale, CA
  • 02/2015 → 05/2022
    New York Life Insurance Company
    Glendale, CA
  • 05/2018 → 05/2022
    Eagle Strategies Llc
    Glendale, CA
  • 10/2018 → 01/2020
    Quantus Wealth Strategies And Insurance Solutions
    Glendale, CA
  • 06/2022 → 06/2022
    Guardian Life Insurance Company
    Glendale, CA
  • 06/2022 → 06/2025
    Park Avenue Securities
    Glendale, CA
  • 08/2025 → 06/2026
    Trajan Wealth
    Los Angeles, CA
  • 06/2026 → Present
    Captrust
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-14
S63 Uniform Securities Agent State Law Examination 2015-09-14
  • S65 Uniform Investment Adviser Law Examination
    2018-05-14
  • S63 Uniform Securities Agent State Law Examination
    2015-09-14
Designations
Other Names
  • Stephen Keshishian
  • Stephen Panos Keshishian
  • Stephen Panos Keshishian
  • Stepan Keshishian

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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