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John Andrew Hawkins

United Brokerage Services, Inc

Raleigh, NC

Durham, NC

Rocky Mount, NC

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Current Employers
United Brokerage Services, Inc

514 Market Street, Parkersburg, WV 26101 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-06-18
NC RA APPROVED 2026-04-30
  • VA RA
    APPROVED
    Since 2026-06-18
  • NC RA
    APPROVED
    Since 2026-04-30

Branch Locations

4800 Six Forks Road, Raleigh, NC 27609 • United States

4215-01 University Drvie, Durham, NC 27707 • United States

1378 Benvenue Road, Rocky Mount, NC 27804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2015 11/2016
Pnc Bank Raleigh NC 06/2016 02/2017
Ftb Advisors Raleigh NC 02/2017 04/2026
United Brokerage Services, Inc. Raleigh NC 04/2026 Present
Previous Registrations
  • 2022-06-27 → 2024-12-09
    First Horizon Advisors, Inc.
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2017-09-07 → 2020-06-30
    First Horizon Advisors, Inc.
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
    Raleigh, NC
  • 2015-05-14 → 2015-11-09
    Edward Jones
    Raleigh, NC
    Lake Mary, FL
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-20
  • S66 Uniform Combined State Law Examination
    2015-03-20
Other Names
  • Andrew Hawkins

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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