Steven Joseph Paine

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2023-02-25

WA RA
APPROVED

Since 2023-02-25

Branch Locations

4301 S Pine St Ste 26, Tacoma, WA 98409 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gus Paine Insurance	Tacoma	WA	01/2015	Present
Cetera Advisors Llc	Denver	CO	05/2015	04/2018
Lpl Financial	Tacoma	WA	04/2018	Present

01/2015 → Present

Gus Paine Insurance

Tacoma, WA
05/2015 → 04/2018

Cetera Advisors Llc

Denver, CO
04/2018 → Present

Lpl Financial

Tacoma, WA

Other Businesses

1) 5.2.2018 - INSURANCE AGENCY - JOSEPH A PAINE INC, DBA GUS PAINE INSURANCE - 25% - 4301 S PINE ST STE 26 TACOMA, WA 2) 5.2.2018 - DBA FOR LP BUSINESS - PAINE FINANCIAL SERVICES - 75% - TACOMA, WA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-02-24
S63	Uniform Securities Agent State Law Examination	2016-06-23

S65 Uniform Investment Adviser Law Examination

2023-02-24
S63 Uniform Securities Agent State Law Examination

2016-06-23

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews