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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-14
ID RA APPROVED 2015-03-18
  • TX RA
    APPROVED
    Since 2016-01-14
  • ID RA
    APPROVED
    Since 2015-03-18

Branch Locations

1221 W Emma Ave, Coeur D'ALene, ID 83814 • United States

Coeur D Alene, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Coeur D Alene ID 12/2014 Present
Bank Of America, N.A. Coeur D Alene ID 02/2015 Present
Other Businesses

I*1701306, Entity Type, Name of OBA: University of Idaho Alumni Association Address: Moscow, ID Investment Related: N Position, Title, Association: Board Member Employee Start Date: 04/20/2024 Board Member No Hours: 30 No Hours during trading: 0 Duties: Support and advocate for alumni on a variety of topics impacting University of Idaho. Represent alumni at University functions. I*1929260, Entity Type, Entity Charitable, Name of OBA: Kootenai Health Foundation, Address: Coeur d'Alene, ID, 83814, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 08/01/2024, No Hours: 20hrs/Annually, No Hours during trading: 5, Duties: To advance the health of our region by developing, managing, and stewarding philanthropy to support the success of Kootenai Health. The Board advises Foundation management on strategy for the Foundation, fundraising events, and advocating in the community for the Foundation and its role in supporting Kootenai Health. I*1999284, Entity Type Entity Charitable, Name of OBA: Innovia Foundation Address: SpokaneWashington99201 Investment Related: No Position, Title, Association: Committee Employee Start Date: 10/01/2024No Hours: 15 yearly No Hours during trading: 0 Duties: Gift Planning and Marketing Committee: review gifts to the foundation for acceptance according to Foundation policies. Assist in marketing of events for the Foundation. Committee role only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-17
  • S66 Uniform Combined State Law Examination
    2015-03-17

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