Peizhen He Wong

Current Employers

Employment History

• 10/2012 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 05/2010 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Previous Registrations

• 2010-05-17 → 2012-10-01
  Chase Investment Services Corp.
  New York, NY
• 2009-07-23 → 2010-05-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Forest Hills, NY
• 2009-06-01 → 2009-07-23
  Morgan Stanley
  Great Neck, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Great Neck, NY
  Garden City, NY
• 2006-01-03 → 2007-04-02
  Morgan Stanley Dw Inc.
  Garden City, NY
  Garden City, NY

Other Businesses

Entity Name: Rental Property Investment related: No Address: Fresh Meadows, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Personal property. I own this property since year 2004 and was my primary residence. But now i am renting it out. Entity Name: Fresh Meadows, NY Investment related: No Address: Fresh Meadows, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/06/2017 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This house is for my sister and my parents to live. I help out with down payment and mortgage because my sister takes care of my parents. Entity Name: Fresh Meadows, NY Investment related: No Address: Fresh Meadows, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 02/01/2004 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This house was my primary residence and I kept it for family use only. My son takes care of all the maintenance and I don't need to spend any time on the property. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 5/1/2020 ADDRESS: FRESH MEADOWS, NY DETAILS: collecting rent and maintaining the property INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 1 HOURS DURING TRADING: 0 Entity Name: Rental Investment related: No Address: Floral Park, NY Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Two family house with one story rental and one story for personal use. This is a personal property own by my son Timmy Wong and myself as a secondary owner. Timmy is the one who manage the rental unit and I don't get involved at all.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-02-03
• S63 Uniform Securities Agent State Law Examination
  2004-11-12

Designations

Other Names

• Peizhen He
• Catherine Wong
• Peizhen He Wong
• Catherine Peizh He Wong
• Catherine Peizh He Wong
• Peizh He Wong
• Peizhen He Wong
• Peizhen Peizhen Wong