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Francis J Sortino

Ameriprise Financial Services, LLC

Plymouth Meeting, PA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-06-29
  • NE RA
    APPROVED
    Since 2026-06-29

Branch Locations

5 E Germantown Pike, Plymouth Meeting, PA 19462-1539 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orion Portfolio Solutions Omaha NE 12/2024 06/2026
Orion Portfolio Solutions Omaha NE 03/2026 06/2026
Jp Morgan Asset Management Newark DE 02/2016 11/2018
Envestnet Berwyn PA 12/2018 12/2024
Ameriprise Financial Services, Llc Plymouth Meeting PA 06/2026 Present
  • 12/2024 → 06/2026
    Orion Portfolio Solutions
    Omaha, NE
  • 03/2026 → 06/2026
    Orion Portfolio Solutions
    Omaha, NE
  • 02/2016 → 11/2018
    Jp Morgan Asset Management
    Newark, DE
  • 12/2018 → 12/2024
    Envestnet
    Berwyn, PA
  • 06/2026 → Present
    Ameriprise Financial Services, Llc
    Plymouth Meeting, PA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-08-13
  • S63 Uniform Securities Agent State Law Examination
    2026-08-13
Designations
Other Names
  • Francis Joseph Sortino
  • Francis Joseph Sortino
  • Francis J Sortino
  • Frank J Sortino

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Plymouth Meeting, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Plymouth Meeting, PA
CENTAURUS FINANCIAL, INC. · PLYMOUTH MEETING, PA
CETERA INVESTMENT ADVISERS LLC · PLYMOUTH MEETING, PA
CETERA INVESTMENT ADVISERS LLC · PLYMOUTH MEETING, PA
LPL FINANCIAL LLC · BLUE BELL, PA
IM WEALTH PARTNERS · BLUE BELL, PA
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