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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-10-22 |
| NJ | RA | APPROVED | 2017-10-10 |
Branch Locations
1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | New York | NY | 10/2017 | Present |
| Wells Fargo Bank, Na | New York | NY | 09/2017 | Present |
| Presbyterian Hospitality House | Fairbanks | AK | 05/2016 | 05/2017 |
| Self Employed | Reading | PA | 05/2017 | 09/2017 |
TRANSLATOR; NOT INVESTMENT RELATED; FAIRBANKS,AK; 100% OWNERSHIP; START DATE 03/25/2015; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; PROVIDINGTRANSLATION FOR FRIENDS AND COMPANIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
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