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David Thomas Holland

Global Wealth Strategies And Associates, LLC

Denver, CO

Denver, CO

CRD 6431734

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Employer firm

Global Wealth Strategies And Associates, LLC CRD 316072

$457M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Global Wealth Strategies And Associates, Llc

3200 Cherry Creek South Drive Suite 280, Denver, CO 80209 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-11-08
  • CO RA
    APPROVED
    Since 2021-11-08

Branch Locations

3200 Cherry Creek South Drive Suite 280, Denver, CO 80209 • United States

3200 Cherry Creek South Drive Suite 280, Denver, CO 80209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services Llc Denver CO 02/2015 04/2017
Massmutual Life Insurance Company Denver CO 02/2015 04/2017
Great West Financial Greenwood Village CO 09/2016 04/2019
Mass Mutual Life Insurance Company Denver CO 01/2019 08/2021
Mml Investors Services Denver CO 04/2019 08/2021
Global Wealth Strategies And Associates, Llc Denver CO 11/2021 Present
  • 02/2015 → 04/2017
    Denver, CO
  • 02/2015 → 04/2017
    Massmutual Life Insurance Company
    Denver, CO
  • 09/2016 → 04/2019
    Great West Financial
    Greenwood Village, CO
  • 01/2019 → 08/2021
    Mass Mutual Life Insurance Company
    Denver, CO
  • 04/2019 → 08/2021
    Mml Investors Services
    Denver, CO
  • 11/2021 → Present
    Denver, CO
Previous Registrations
Other Businesses

Name: Holland Business Consulting, LLC dba Mile High CPAs Inv rel: N Add: Residential Address Nature: CPA/ Tax Preparation Position: Ownership Start date: 6/01/2015 No. HR/MO: 60 No. HR/MO during sec trading: 0 Name: Dutch Property Group II, LLC Inv rel: N Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 3/01/2024 No. HR/MO: 4 No. HR/MO during sec trading: 0 Name: Dutch Property Group, LLC Inv rel: N Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 6/01/2018 No. HR/MO: 4 No. HR/MO during sec trading: 0 Name: 5353 Newton St. LLC Inv rel: N: Add: Residential Address Nature: Simple Rental Property Position: Ownership Start date: 12/01/2021 No. HR/MO: 4 No. HR/MO during sec trading: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-23
  • S66 Uniform Combined State Law Examination
    2015-04-23
Other Names
  • David Holland

View on SEC IAPD

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