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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valic Financial Advisors, Inc. | Honolulu | HI | 10/2014 | 04/2019 |
| Summit Brokerage | Honolulu | HI | 04/2019 | 05/2019 |
| Summit Financial Group Inc | Honolulu | HI | 04/2019 | 05/2019 |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2020 | Present |
| Summit Financial Group Inc | Honolulu | HI | 01/2020 | 05/2021 |
| Unemployed | Honolulu | HI | 05/2019 | 12/2019 |
| Jy Auto Dealing | Kaneohe | HI | 01/2019 | 11/2023 |
| Hawaii Financial Advisors | Honolulu | HI | 01/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2021 | 06/2023 |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES, AND LONG TERM CARE; 2. NAME OF OTHER BUSINESS: HAWAII FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR START DATE: 1/2020 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 FINANCIAL ADVISOR ASSISTING CLIENTS TO MEET THEIR FINANCIAL GOALS THROUGH APPROPRIATE ADVICE AND INVESTMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-11-01 |
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