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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-11-14 |
Branch Locations
300 Patriot Drive Suite B, Little Chute, WI 54140 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Wauwatosa | WI | 12/2014 | 11/2024 |
| Prudential Insurance Company Of America | Wauwatosa | WI | 12/2014 | Present |
| Concordia University | Hartford | WI | 10/2013 | Present |
| Lpl Enterprise, Llc | Little Chute | WI | 11/2024 | Present |
1) 10/08/2024 - Vanessa Welter Mequon Condo Rental - Real Estate Rental - Owner who leases on yearly basis to tenants. Manage Property renting, upkeep, repairs. - INV Related - At Mequon, WI - Start Date 01/01/2004 - 10hrs/mth - 0hrs During Trading 2) 10/08/2024 - Vanessa Welter Nabb Loop Rental - Real Estate Rental - Own this residential property in Florida that is leased in at least one year increments to families. - INV Related - At Tallahassee, FL - Start Date 01/04/2007 - 10hrs/mth - 0hrs During Trading 3) 10/09/2024 - Walgreens - Other - Sales Associate. - Not INV Related - At Hartford, WI - Start Date 10/14/2024 - 12hrs/mth - 0hrs During Trading 4) 01/15/2025 - Prudential - Non-Variable Insurance Commission Trails - Life insurance trails. - INV Related - At Little Chute, WI - Start Date 01/04/2025 - 0hrs/mth - 0hrs During Trading 5) 01/15/2025 - Prudential - Non-Variable Insurance/Insurance Agency - Selling Non-Variable Fixed Annuities and Fixed Life Insurance. - INV Related - At Little Chute, WI - Start Date 01/04/2025 - 10hrs/mth - 5hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-23 |
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