Derek N Spencer

Employer firm

Ellsworth Advisors, LLC CRD 297464

$1.41B regulatory AUM 10 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• ALTERNATIVE INVESTMENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2016
  Lpl Financial Llc
  Hudson, OH
• 05/2015 → 11/2016
  Stratos Wealth Partners
  Hudson, OH
• 02/2016 → 11/2016
  Cortland Private Wealth Management
  Cortland, OH
• 06/2015 → 11/2016
  Ellsworth Private Wealth Management
  Hudson, OH
• 03/2025 → Present
  Lpl Financial Llc
  Hudson, OH
• 11/2016 → 12/2017
  Key Private Bank
  Cleveland, OH
• 12/2017 → 03/2025
  Air Everywhere Corp
  Kent, OH
• 06/2023 → 03/2025
  Paragon Financial Group Llc
  Kent, OH
• 06/2025 → Present
  Stratos Wealth Partners, Ltd.
  Hudson, OH

Previous Registrations

• 2025-06-17 → 2026-02-25
  Stratos Wealth Partners, Ltd
  Hudson, OH
• 2015-07-16 → 2016-12-01
  Stratos Wealth Partners, Ltd
  Hudson, OH

Other Businesses

04/24/2025- Synova Talent Solutions Inc. - Referral - Not Inv Related - OH 44120 - OBA Start Date: 08/01/2024 - 1 Hours/Month - 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2025-01-29

Other Names

• Derek Nathaniel Spencer