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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-10-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Eagan | MN | 12/2014 | 09/2016 |
| Nylife Securities Llc | Eagan | MN | 03/2015 | 09/2016 |
| Nylife Securities Llc | Eveleth | MN | 09/2016 | 08/2025 |
| New York Life Insurance Co | Eveleth | MN | 09/2016 | 08/2025 |
| Cetera Investment Services Llc | St Cloud | MN | 08/2025 | Present |
| Members Cooperative Credit Union | Duluth | MN | 08/2025 | Present |
| Cetera Investment Advisers Llc | Duluth | MN | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-28 |
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