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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-18
  • TX RA
    APPROVED
    Since 2023-09-18

Branch Locations

8181 Communications Pkwy, F-04, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Dallas TX 06/2016 09/2016
Nylife Securities Llc Dallas TX 06/2016 09/2016
Capital One Investing, Llc Plano TX 01/2017 07/2018
Optum Inc. Richardson TX 09/2016 12/2016
Capital One Advisors, Llc Plano TX 01/2018 07/2018
Jp Morgan Securities, Llc Plano TX 07/2018 02/2022
Invida Financial Network Dallas TX 09/2016 12/2016
United Health Group, Inc. Richardson TX 09/2016 12/2016
Jp Morgan Securities, Llc Plano TX 08/2023 Present
Salas Insurance Agency Lewisville TX 03/2022 Present
Salas Insurance Agency, Llc Lewisville TX 03/2022 Present
  • 06/2016 → 09/2016
    New York Life Insurance Co
    Dallas, TX
  • 06/2016 → 09/2016
    Nylife Securities Llc
    Dallas, TX
  • 01/2017 → 07/2018
    Capital One Investing, Llc
    Plano, TX
  • 09/2016 → 12/2016
    Optum Inc.
    Richardson, TX
  • 01/2018 → 07/2018
    Capital One Advisors, Llc
    Plano, TX
  • 07/2018 → 02/2022
    Plano, TX
  • 09/2016 → 12/2016
    Invida Financial Network
    Dallas, TX
  • 09/2016 → 12/2016
    United Health Group, Inc.
    Richardson, TX
  • 08/2023 → Present
    Plano, TX
  • 03/2022 → Present
    Salas Insurance Agency
    Lewisville, TX
  • 03/2022 → Present
    Salas Insurance Agency, Llc
    Lewisville, TX
Previous Registrations
  • 2018-09-25 → 2022-03-02
    Plano, TX
    Columbus, OH
    Plano, TX
    Plano, TX
    Plano, TX
    Chicago, IL
  • 2018-01-18 → 2018-07-17
    Capital One Advisors, Llc
    Plano, TX
    Mclean, VA
Other Businesses

Entity Name: Salas Insurance Agency, LLC Investment related: No Address: Private Residence Nature of the other business: Insurance Position/Title/Relationship: Employee/Contractor Start Date: 03/01/2022 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I'm an Independent Insurance agent selling Home, Auto and Commercial Insurance. I work 20 hours per month on the weekend. NO hours are devoted to other business during securities trading hours. I also DO NOT offer any Investment, Annuity or Life Insurance Products. **Please see attached correspondence email with the Outside Interest team.***

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-18
S63 Uniform Securities Agent State Law Examination 2015-08-22
  • S66 Uniform Combined State Law Examination
    2018-01-18
  • S63 Uniform Securities Agent State Law Examination
    2015-08-22

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