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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hawkins Laakso Wealth Management With Equitable Advisors | Houston | TX | 11/2014 | 08/2021 |
| Keith Rollins | Houston | TX | 09/2021 | 10/2021 |
| Chad Smith | Houston | TX | 10/2021 | Present |
| Keith Rollins | Houston | TX | 10/2021 | Present |
| Northwestern Mutual Investment Services Llc | Houston | TX | 10/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2021 | Present |
1. VEGANITY LTD CO, 9205 CARDWELL DRIVE, HOUSTON, , TEXAS, 77055, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 4/24/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MARKETING/ SELLING APPAREL ONLINE THROUGH PRINT-ON-DEMAND. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-20 |
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