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Dillon Hakes

Kestra Private Wealth Services, LLC

San Diego, CA

Austin, TX

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Current Employers
Kestra Private Wealth Services, Llc

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-06-02
CA RA APPROVED 2023-05-31
  • TX RA
    APPROVED
    Since 2025-06-02
  • CA RA
    APPROVED
    Since 2023-05-31

Branch Locations

3570 Carmel Mountain Rd Suite 150, San Diego, CA 92130 • United States

5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services San Diego CA 12/2014 07/2018
Private Asset Management Inc San Diego CA 07/2018 05/2023
Kestra Private Wealth Services, Llc San Diego CA 05/2023 Present
  • 12/2014 → 07/2018
    Ubs Financial Services
    San Diego, CA
  • 07/2018 → 05/2023
    Private Asset Management Inc
    San Diego, CA
  • 05/2023 → Present
    Kestra Private Wealth Services, Llc
    San Diego, CA
Previous Registrations
  • 2018-07-18 → 2023-06-23
    Private Asset Management Inc
    San Diego, CA
  • 2015-06-18 → 2018-07-05
    Ubs Financial Services Inc.
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
  • S66 Uniform Combined State Law Examination
    2015-06-18
Designations
Other Names
  • Dillon Hakes
  • Dillon Hilton Hakes

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
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CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
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