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Fion Faiyung Chan

Wells Fargo Advisors Financial Network, LLC

Pasadena, CA

Westlake Village, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-05
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

155 North Lake Avenue 8Th Floor [Satellite], Pasadena, CA 91101 • United States

200 N Westlake Blvd Ste 202, Westlake Village, CA 91362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. San Marino CA 10/2009 09/2023
Wells Fargo Advisors Llc San Marino CA 10/2015 11/2016
Wells Fargo Clearing Services, Llc San Marino CA 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Pasadena CA 09/2023 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-10-30
S63 Uniform Securities Agent State Law Examination 2016-03-04
  • S65 Uniform Investment Adviser Law Examination
    2020-10-30
  • S63 Uniform Securities Agent State Law Examination
    2016-03-04
Other Names
  • Fion Yau
  • Fion Faiyung Yau

View on SEC IAPD

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