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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-25
TX RA APPROVED 2023-01-25
  • CA RA
    APPROVED
    Since 2023-01-25
  • TX RA
    APPROVED
    Since 2023-01-25

Branch Locations

615 E. 1 St, Tustin, CA 92780 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Irvine CA 12/2014 03/2022
Jp Morgan Chase Bank Irvine CA 12/2013 04/2017
Limitless Society Irvine CA 09/2015 11/2018
Tv Guide Magazine Los Angeles CA 01/2017 05/2017
Jp Morgan Chase Bank, N.A. Irvine CA 04/2017 03/2022
Lmtls, Llc Aliso Viejo CA 06/2020 Present
Jp Morgan Securities Llc Tustin CA 04/2022 Present
Jp Morgan Chase Bank, N.A. Tustin CA 04/2022 Present
  • 12/2014 → 03/2022
    Irvine, CA
  • 12/2013 → 04/2017
    Jp Morgan Chase Bank
    Irvine, CA
  • 09/2015 → 11/2018
    Limitless Society
    Irvine, CA
  • 01/2017 → 05/2017
    Tv Guide Magazine
    Los Angeles, CA
  • 04/2017 → 03/2022
    Jp Morgan Chase Bank, N.A.
    Irvine, CA
  • 06/2020 → Present
    Lmtls, Llc
    Aliso Viejo, CA
  • 04/2022 → Present
    Tustin, CA
  • 04/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Tustin, CA
Other Businesses

Entity Name: LMTLS, LLC Investment related: No Address: ALISO VIEJO, CA 92656 Nature of the other business: Automotive Position/Title/Relationship: Owner/Partner Start Date: 06/06/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: None. My husband listed me on the business in case something happened to him under the advice of his CPA. ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: Amy Tran DBA Speaking with Amy POSITION: OWNER START DATE: 11/13/2018 ADDRESS: Aliso Viejo, CA DETAILS: WILL OFFER MEDIUM SERVICES AND READINGS. WILL ALSO OFFER SPIRITUAL GUIDANCE. INVESTMENT RELATED: NO HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-29
S63 Uniform Securities Agent State Law Examination 2015-03-16
  • S66 Uniform Combined State Law Examination
    2022-12-29
  • S63 Uniform Securities Agent State Law Examination
    2015-03-16
Other Names
  • Amy Tran
  • Amy Arroyo

View on SEC IAPD

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