Erica Flores Palmer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 10/2024
  Citigroup Global Markets Inc.
  New York, NY
• 12/2024 → Present
  Lpl Financial Llc
  New York, NY
• 10/2024 → Present
  Bmo Harris Bank
  New York, NY

Previous Registrations

• 2007-05-29 → 2024-10-07
  Citigroup Global Markets Inc.
  New York, NY
  Los Angeles, CA
  Ridgewood, NJ
• 2007-01-23 → 2007-05-29
  Citicorp Investment Services
  Los Angeles, CA
• 2004-12-16 → 2006-12-14
  Rbc Capital Markets, Llc
  Beverly Hills, CA
  Beverly Hills, CA

Other Businesses

1)12/06/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)12/06/2024 - BMO Harris Bank - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth 3)12/06/2024 - Green Light WY Holdings LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Sheridan, WY - Start: 02/2020 4)12/06/2024 - Green Light TX Holdings LLC - Real Estate Rental - Co-Owner - Inv Rel - 3 Properties (one each in TX, NC, AL) - Start: 03/2007

Exams

• S66 Uniform Combined State Law Examination
  2004-12-03

Other Names

• Erica Flores Palmer
• Erica Flores