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Inactive

Carlos Antonio Hernandez

Mariner

Houston, TX

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-23
  • TX RA
    APPROVED
    Since 2022-02-23

Branch Locations

1800 Bering Drive Ste. 250, Houston, TX 77057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Fort Worth TX 06/2015 11/2018
Foresters Advisory Services Fort Worth TX 07/2016 11/2018
Mercer Global Advisors Inc. Houston TX 11/2018 02/2022
Mariner Wealth Advisors Houston TX 02/2022 Present
  • 06/2015 → 11/2018
    Foresters Financial
    Fort Worth, TX
  • 07/2016 → 11/2018
    Foresters Advisory Services
    Fort Worth, TX
  • 11/2018 → 02/2022
    Mercer Global Advisors Inc.
    Houston, TX
  • 02/2022 → Present
    Mariner Wealth Advisors
    Houston, TX
Previous Registrations
  • 2019-01-15 → 2022-02-20
    Mercer Global Advisors Inc.
    Houston, TX
  • 2016-08-08 → 2018-12-04
    Foresters Advisory Services, Llc
    Fort Worth, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-15
S63 Uniform Securities Agent State Law Examination 2015-01-12
  • S65 Uniform Investment Adviser Law Examination
    2016-07-15
  • S63 Uniform Securities Agent State Law Examination
    2015-01-12
Designations

View on SEC IAPD

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Other Offices

BRIDGE CAPITAL ADVISORS · HOUSTON, TX
TSA WEALTH MANAGEMENT · HOUSTON, TX
PEREA CAPITAL · HOUSTON, TX
TRI-STAR ADVISORS, INC. · HOUSTON, TX
HORNOR, TOWNSEND & KENT, LLC · Houston, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Houston, TX
LPL FINANCIAL LLC · HOUSTON, TX
MARINER INDEPENDENT · Houston, TX

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