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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-05
CO RA APPROVED 2015-02-26
  • TX RA
    APPROVED_RES
    Since 2019-09-05
  • CO RA
    APPROVED
    Since 2015-02-26

Branch Locations

15 S Main St, Brighton, CO 80601 • United States

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Brighton CO 12/2014 11/2016
Wells Fargo Bank, Na Brighton CO 01/2008 Present
Wells Fargo Clearing Services, Llc Brighton CO 11/2016 Present
  • 12/2014 → 11/2016
    Wells Fargo Advisors, Llc
    Brighton, CO
  • 01/2008 → Present
    Wells Fargo Bank, Na
    Brighton, CO
  • 11/2016 → Present
    Brighton, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-26
  • S66 Uniform Combined State Law Examination
    2015-02-26

View on SEC IAPD

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