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Daniel Micheal Harley

LPl Enterprise, LLC

Crystal Lake, IL

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

7115 Virginia Road Suite 117, Crystal Lake, IL 60014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Downers Grove IL 01/2017 11/2024
Unemployed Elburn IL 07/2016 12/2016
Prudential Insurance Company Of America Downers Grove IL 02/2017 Present
Lpl Enterprise, Llc Downers Grove IL 11/2024 Present
  • 01/2017 → 11/2024
    Downers Grove, IL
  • 07/2016 → 12/2016
    Unemployed
    Elburn, IL
  • 02/2017 → Present
    Prudential Insurance Company Of America
    Downers Grove, IL
  • 11/2024 → Present
    Downers Grove, IL
Previous Registrations
  • 2017-06-02 → 2024-11-14
    Downers Grove, IL
  • 2010-07-09 → 2010-11-05
    Chase Investment Services Corp.
    Naperville, IL
    Seattle, WA
    Seattle, WA
    Naperville, IL
Other Businesses

1) 11/14/2024 - Campton Cemetery Association - Non-Profit Board Member - Campton Hills, IL - NOT INV REL - Start Date 09/12/2020 - 4hrs/mth 2) 03/07/2025-Liberty Mutual-Property and Casualty-Inv Related-At Crystal Lake, IL-Start date 11/15/2024-2hrs/mth-2hrs/mth during trading 3) 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-24
S66 Uniform Combined State Law Examination 2010-07-07
S63 Uniform Securities Agent State Law Examination 2006-03-16
  • S65 Uniform Investment Adviser Law Examination
    2017-05-24
  • S66 Uniform Combined State Law Examination
    2010-07-07
  • S63 Uniform Securities Agent State Law Examination
    2006-03-16
Other Names
  • Daniel Micheal Harley
  • Daniel Micheal Harley
  • Daniel M Harley
  • Daniel Harley

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