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2700 Post Oak Blvd, Ste 1200, Houston, TX 77056 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-30 |
Branch Locations
2700 Post Oak Blvd, Ste 1200, Houston, TX 77056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Securities Llc | Houston | TX | 08/2015 | 12/2018 |
| Ubs Financial Services Inc | Houston | TX | 12/2018 | 06/2024 |
| Rbc Capital Markets, Llc | Houston | TX | 06/2024 | 07/2026 |
| Adell, Harriman & Carpenter, Inc. | Houston | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 2015-06-04 |
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