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Sean Michael Sweeney

Raymond James & Associates, Inc.

New York , NY

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-02
NY RA APPROVED 2025-08-29
  • TX RA
    APPROVED
    Since 2026-07-02
  • NY RA
    APPROVED
    Since 2025-08-29

Branch Locations

353 East 77Th Street, New York , NY 10075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suburban Physical Therapy Rocky Hill CT 03/2006 12/2020
Lpl Financial Llc Manchester CT 03/2016 05/2021
Citigroup New York NY 05/2021 08/2025
Raymond James & Associates, Inc New York NY 08/2025 Present
Previous Registrations
  • 2021-07-23 → 2025-09-12
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    Uniondale, NY
    Fort Mill, SC
    New York, NY
    Uniondale, NY
    New York, NY
    New York, NY
    Fort Lee, NJ
    Speonk, NY
  • 2017-12-12 → 2021-06-30
    Lpl Financial Llc
    Manchester, CT
    Canton, CT
    Litchfield, CT
    Torrington, CT
    New Britain, CT
    New Britain, CT
    New Britain, CT
    West Hartford, CT
    Newington, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-01
  • S66 Uniform Combined State Law Examination
    2017-12-01

View on SEC IAPD

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LEEDS EQUITY PARTNERS

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JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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