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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-08-14
TX RA APPROVED_RES 2023-08-02
  • NC RA
    APPROVED
    Since 2023-08-14
  • TX RA
    APPROVED_RES
    Since 2023-08-02

Branch Locations

3221 Blue Ridge Rd. Ste. 105, Raleigh, NC 27612 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 12/2014 03/2020
Principal Life Insurance Company Apex NC 02/2020 08/2023
Principal Securities Inc Apex NC 02/2020 08/2023
Vesta Wealth Advisors Apex NC 11/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 08/2023 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2023 Present
Previous Registrations
Other Businesses

1. CIRA, 1776 Pleasant Plain Rd, Fairfield IA 52556, 8/2023, IAR AFFILIATION, INV REL, 160 HR/MO - 120 HR TRADING 2. SHERRY BRASWELL MINISTRIES, 101 Canberra Ct, Cary NC 27513, 8/2023, VOLUNTEER BOARD MEMBER, NIR, 2 HR/MO - 0 HR TRADING 3. JOLLEY'S CONSTRUCTION INC., 3408 CORSHAM DR, APEX NC 27539, 8/2023, EMPLOYEE, GRADING CONTRACTING, NIR, 6 HR/MO - 0 HR TRADING 4. VESTA WEALTH ADVISORS, 4801 Glenwood Ave, Suite 200, Raleigh NC 27612, United States, 08/01/2023, Owner, Using a Trade Name/dba, INV REL, 8 HR/MO - 8 HR/MO TRADING 5. VESTA DIVORCE SOLUTIONS, 3221 Blue Ridge Rd, Suite 105, Raleigh NC 27612, 11/2024, Founder, Divorce Planning Services, NIR, 40 HR/MO, 40 HR/MO TRADING. 6. VESTA WEALTH ADVISORS, 3221 Blue Ridge Rd Suite 105, Raleigh, NC 27612, 08/2023, Owner, Insurance/Benefits/Human Resources, INV REL, 8 HR/MO, 8 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-14
  • S66 Uniform Combined State Law Examination
    2015-02-14
Other Names
  • Elaine Gloria Jonczak
  • Elaine Jolley

View on SEC IAPD

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