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Ian J Baptiste

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Neptune Beach, FL

Ponte Vedra Beach, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-02-25
TX RA APPROVED 2015-02-24
  • FL RA
    APPROVED
    Since 2015-02-25
  • TX RA
    APPROVED
    Since 2015-02-24

Branch Locations

301 3Rd St, Neptune Beach, FL 32266 • United States

631 A1A N, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 12/2014 Present
Bank Of America, N.A. Jacksonville FL 12/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
  • S66 Uniform Combined State Law Examination
    2015-02-23
Other Names
  • Ian Widak
  • Ian Joseph Widak

View on SEC IAPD

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Other Offices

DISCIPLINED EQUITY MANAGEMENT, INC. · NEPTUNE BEACH, FL
SHORELINE EQUITY PARTNERS, LLC · NEPTUNE BEACH, FL
J. W. COLE ADVISORS, INC. · NEPTUNE BEACH, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Atlantic Beach, FL
EDWARD JONES · NEPTUNE BEACH, FL
J.P. MORGAN SECURITIES LLC · Neptune Beach, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Neptune Beach, FL
WELLS FARGO CLEARING SERVICES, LLC · ATLANTIC BEACH, FL

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