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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-09-27
  • FL RA
    APPROVED
    Since 2019-09-27

Branch Locations

115 Penmam Rd, Neptune Beach, FL 32266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2009 07/2018
Raymond James Financial Services, Inc. Neptune Beach FL 04/2019 Present
Unemployed Jacksonville FL 07/2018 04/2019
Raymond James Financial Services Advisor, Inc. Neptune Beach FL 09/2019 Present
Eleven Atlantic Neptune Beach FL 03/2019 Present
Bcw Financial Consultants, Llc Neptune Beach FL 03/2019 Present
  • 10/2009 → 07/2018
    Jacksonville, FL
  • 04/2019 → Present
    Raymond James Financial Services, Inc.
    Neptune Beach, FL
  • 07/2018 → 04/2019
    Unemployed
    Jacksonville, FL
  • 09/2019 → Present
    Raymond James Financial Services Advisor, Inc.
    Neptune Beach, FL
  • 03/2019 → Present
    Eleven Atlantic
    Neptune Beach, FL
  • 03/2019 → Present
    Bcw Financial Consultants, Llc
    Neptune Beach, FL
Previous Registrations
Other Businesses

(1)Name of Business: BCW Financial Consultants, LLC Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Registered Client Associate (2)Name of Business: Eleven Atlantic Address: 442 3rd Street, Neptune Beach, FL, 32266, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered Client Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-22
S63 Uniform Securities Agent State Law Examination 2003-08-09
  • S66 Uniform Combined State Law Examination
    2011-08-22
  • S63 Uniform Securities Agent State Law Examination
    2003-08-09
Other Names
  • Margaret Cheng
  • Kai-Ting Cheng

View on SEC IAPD

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