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Nicholas Barulic

J.P. Morgan Securities LLC

Ponte Vedra, FL

Neptune Beach, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-10-05
TX RA APPROVED_RES 2017-09-13
  • FL RA
    APPROVED
    Since 2017-10-05
  • TX RA
    APPROVED_RES
    Since 2017-09-13

Branch Locations

187 Capital Green Dr, Ponte Vedra, FL 32081-0584 • United States

650 Atlantic Blvd, Neptune Beach, FL 32266 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank Jacksonville FL 09/2015 08/2017
Bbva Securities Inc. Jacksonville FL 10/2015 08/2017
Bbva Wealth Solutions Inc. Jacksonville FL 10/2015 08/2017
Bbva Compass Insurance Agency, Inc. Jacksonville FL 10/2015 08/2017
Jpmorgan Securitites Llc Jacksonville FL 08/2017 Present
Zahn Associates Jacksonville FL 06/2020 06/2021
  • 09/2015 → 08/2017
    Compass Bank
    Jacksonville, FL
  • 10/2015 → 08/2017
    Bbva Securities Inc.
    Jacksonville, FL
  • 10/2015 → 08/2017
    Bbva Wealth Solutions Inc.
    Jacksonville, FL
  • 10/2015 → 08/2017
    Bbva Compass Insurance Agency, Inc.
    Jacksonville, FL
  • 08/2017 → Present
    Jpmorgan Securitites Llc
    Jacksonville, FL
  • 06/2020 → 06/2021
    Zahn Associates
    Jacksonville, FL
Previous Registrations
  • 2015-11-06 → 2017-08-29
    Pnc Managed Account Solutions, Inc.
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
  • 2014-10-17 → 2015-09-14
    Fifth Third Securities, Inc.
    Jacksonville, FL
    Jacksonville, FL
    Casselberry, FL
    Orlando, FL
    Orlando, FL
    Orlando, FL
    Winter Park, FL
    Altamonte Springs, FL
    Altamonte Springs, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Fleming Island, FL
    Jacksonville, FL
    Orange Park, FL
    Jacksonville, FL
  • 2012-09-24 → 2014-10-20
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Orlando, FL
    Jacksonville, FL
    Orlando, FL
    Orlando, FL
  • 2011-05-17 → 2012-08-22
    Chase Investment Services Corp.
    Clermont, FL
    Orlando, FL
    Winter Garden, FL
    Apopka, FL
    Clermont, FL
    Mt. Dora, FL
    Mount Dora, FL
  • 2010-10-26 → 2011-04-25
    Truist Investment Services, Inc.
    Orlando, FL
  • 2008-11-14 → 2010-09-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Orlando, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-06
S63 Uniform Securities Agent State Law Examination 2002-05-22
  • S66 Uniform Combined State Law Examination
    2008-11-06
  • S63 Uniform Securities Agent State Law Examination
    2002-05-22
Designations
Other Names
  • Nicholas Barulic

View on SEC IAPD

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Other Offices

HIGHLAND INVESTMENT ADVISORS LLC · PONTE VEDRA, FL
MML INVESTORS SERVICES, LLC · Ponte Vedra, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Ponte Vedra, FL
EDWARD JONES · Ponte Vedra, FL
AE WEALTH MANAGEMENT, LLC · Ponte Vedra, FL
LPL FINANCIAL LLC · PONTE VEDRA BEACH, FL
LIGHTHOUSE RETIREMENT · PONTE VEDRA, FL
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