Randall Levi Nakamura

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2002 → 02/2020
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 02/2020 → Present
  J.W. Cole Financial, Inc,
  Tampa, FL
• 02/2020 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 02/2026 → Present
  Swell Tax Advisory Llc
  Neptune Beach, FL

Previous Registrations

• 2002-10-02 → 2020-03-03
  Cuna Brokerage Services, Inc.
  Jacksonville, FL
  Jacksonville, FL
  Middleburg, FL
  Neptune Beach, FL
• 2001-03-07 → 2002-09-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL

Other Businesses

(1) DBA - SWELL WEALTH MANAGEMENT; INVESTMENT RELATED; 446 THIRD STREET, NEPTUNE BEACH, FL 32266; INVESTMENTS AND FIXED INSURANCE INCLUDING MEDICAL, HEALTH, P&C; PRESIDENT; 02/2020; 160 HOURS PER MONTH DEVOTED; 160 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS. (2) Notary Public; not investment related; 446 Third Street Neptune Beach FL 32266; commissioned with the State of Florida; start date 10/28/2020. (3) Kailani Capital LLC; Not investment related; 446 Third Street, Neptune Beach, FL 32266; Real Estate; President; Start 8/1/2024; 2 hours/month during trading. (4) Penman One Five LLC; Not investment related; 1522 Penman Road, Jacksonville Beach, FL 32250; Building ownership, office space lessor; General partner; Providing equity into the purchase, occasional simple tasks such as showing of an open office to a potential tenant, ordering/dropping off office supplies, etc; Start 9/24/25; 2 hours/month during trading. (5) Randall Nakamura; Accounting and Tax Preparation; 446 Third Street, Neptune Beach, FL 32266; Not investment related; President / Tax Preparer; Start Date:  2/2/2026; 4 hours during trading. (6) Tax Advisory Group, LLC; Accounting and Tax Preparation; Not investment related; 446 Third Street, Neptune Beach, FL 32266; President / Tax Preparer; Start 2/2/26; 4 hours/month during trading. (7) Swell Tax Advisory, LLC; Not Investment Related; 446 Third St, Neptune Beach, FL 32266; Accounting and Tax Preparation; General Partner; President/Tax Preparer; 2/2026; 2 hrs/mo during trading hrs; Manage operations and occasional tax filing for clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-29
• S63 Uniform Securities Agent State Law Examination
  1998-03-27

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Randy Nakamura