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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-11-14 |
Branch Locations
10000 Lincoln Dr. E. Suite 201, Marlton, NJ 08053 • United States
Havertown, PA • United States
101 Crawfords Corner Rd Ste 2409, Holmdel, NJ 07733 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Marlton | NJ | 11/2014 | 11/2024 |
| The Prudential Insurance Company Of America | Marlton | NJ | 11/2014 | Present |
| Lpl Enterprise, Llc | Marlton | NJ | 11/2024 | Present |
GARDEN STATE FINANCIAL AGENCY POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/03/2022 ADDRESS: 525 Route 73 North, Suite 200, Marlton NJ 08053, United States DESCRIPTION: Sales and Service of Insurance and Investments
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-06 |
| S65 | Uniform Investment Adviser Law Examination | 2016-08-23 |
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