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150 S. Los Robles Ave Suite 468, Pasadena, CA 91101 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-01 |
| CA | RA | APPROVED | 2020-07-27 |
Branch Locations
150 S. Los Robles Ave Suite 468, Pasadena, CA 91101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Arcadia | CA | 09/2010 | 06/2020 |
| Fiducia Insurance And Financial Services | Pasadena | CA | 08/2010 | Present |
| Fiducia Wealth Management | Pasadena | CA | 06/2020 | Present |
(1) 06/26/2015: FIDUCIA FINANCIAL & INSURANCE SERVICES, INC - INV REL - 139 S. Los Robles Ave Unit 101 Pasadena, CA 91101 - INSURANCE AGENCY - START 08/2010 - 10 HR/MO NONE DURING SECS TRDG HRS - OWNER. INS TYPES: LIFE, HEALTH, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, PROPERTY & CASUALTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-01 |
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